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What Is Samayātikrama?

If You Break the Pledge, Is There No Way Back?

The primary sources on samayātikrama contain severe words, likening the transgression to hell and to death. Yet this is not a teaching meant to frighten ordinary worshippers. It admonishes practitioners who, having received consecration or the samaya precepts, break the pledge they bound on that occasion. Nor does transgression mean the end. The texts also teach the way of recovery: do not pronounce a grave sin upon yourself alone, but consult your teacher, repent, and stand again.

 

  1. What Is Transgressed Is No Everyday Promise
  2. Water Taken into the Mouth, and the Vow Not to Turn Back
  3. Before Breaking It: What Did You Bind?
  4. Not a Single Failure — the Direction Is What Is Questioned
  5. Things to Guard Like Your Life
  6. Reading Is Not the Same as a Practice Conferred
  7. You Can Return, Starting from Remembering the Pledge
  8. Frequently Asked Questions
  9. References and Sources
The Meaning of the Word

What Is Transgressed Is No Everyday Promise

"Transgressing" means stepping across. The samaya is the pledge with the buddhas received at consecration.

In Sanskrit, samayātikrama: samaya (pledge) joined with atikrama (to step across) — the combination means just what it says. But it is not an everyday word for forgetting a promise or running late for an appointment. It refers to turning one's back on the teaching one has taken upon oneself through consecration and the receiving of the precepts, on the aspiration for awakening (bodhicitta), and on the order of transmission.

So there is no need to read this article and go searching for signs that "perhaps I too have committed a samayātikrama without knowing it." What is asked is from whom you received what, and which pledge you bound. Even when someone who has received them feels uneasy, one should not pass judgment on oneself on the strength of a single word; one confirms the matter with the master who conferred them, or with an ācārya of the same Dharma lineage.

補助典拠を見る:Originally a Secular "Breach of Contract"
Translation
Regretting and rescinding a sale, the violation of an agreement (samaya), disputes over the union of man and woman, theft, the division of inheritance, gambling: these are headings of litigation.
Original text
krayavikrayānuśayaḥ samayātikramas tathā / strīpuṃsayogaḥ steyaṃ ca dāyabhāgo 'kṣadevanam //
Source
The Bṛhaspatismṛti (Law Code of Bṛhaspati), chapter on litigation
補助典拠を見る:In the Consecration Setting, Transgression Weighs Enough to Turn a Lineage to Ashes
Translation
By transgression of the samaya, it would swiftly reduce the lineages to ashes.
Original text
samayavyatikramāt kṣipraṃ bhasmīkuryat kulāni tu //
Commentary
An admonition showing the weight of the pledge in the consecration context of the Vajraśekhara Sūtra. Just before, the various gods and goddesses have been given vajra names and have received the samaya. From this single verse alone we can neither fix the range of kula as the ordinary family nor settle it on one definite meaning such as the Buddha family.
Source
The Vajraśekhara Sūtra (Sarvatathāgatatattvasaṃgraha, the True Gathering of All Tathāgatas)
補足

The term is also written 越三昧耶. The sin of transgression is specifically called the "sin of samayātikrama." In this article, following the usage of the Shingon school, we generally write it as 越三摩耶.

Binding the Pledge

Water Taken into the Mouth, and the Vow Not to Turn Back

In the two lineages of consecration manuals (kanjō shidai, texts of ritual procedure) quoted here, there is a moment when the disciple takes into the mouth perfumed water (kōzui) purified through the repeated empowerment of the buddhas. This is called the pledge water (seisui).

The Commentary on the Mahāvairocana Sūtra (Darijing shu) likens this act to a worldly oath of alliance. Before the assembly of the noble ones, one takes the perfumed water into one's mouth and vows for oneself never to turn back from the aspiration for great awakening. It is not a story of a power of punishment dwelling in the drink. It is a rite for taking the pledge upon oneself, through the body, as one's own affair.

A ritual manual of a separate Sanskrit lineage calls that same water nectar if the pledge is kept, and water that burns the body if it is transgressed. It is a stern ritual admonition urging resolve upon the one receiving the precepts. It is not a claim that an ordinary reader is punished merely for reading this quotation, nor a story that ties one's small past waverings directly to hell.

Making the Disciple Drink the Pledge Water

Translation
Having empowered the pledge water once, he makes the disciple drink the pledge water.
Original text
加持誓水一遍、令弟子飲誓水。
Source
Translated by Vajrabodhi, the Sūtra of Recitation Abridged from the Vajraśekhara Yoga (Jin'gangding yujia zhong lüechu niansong jing), fascicle 4 (Taishō canon T18n0865)

The Pledge Water: An Oath Never to Turn Back from the Aspiration for Great Awakening

Translation
This is called the pledge water. In accord with worldly convention, like the rite of an oath of alliance, one takes this perfumed water into the mouth before all the noble ones and makes one's own heart swear, resolving never to turn back from the aspiration for great awakening.
Original text
此即名爲誓水、亦順世諦猶如盟誓之法、令於一切衆聖前噬此香水自誓其心、要令不退大菩提願也。
Source
Expounded by Śubhakarasiṃha and recorded by Yixing, the Commentary on the Mahāvairocana Sūtra (Darijing shu) (Taishō canon T39n1796)
Confirm the stern ritual admonition in the original text
Translation
This, for you, is the water of hell: if you transgress the samaya, it will burn you. If you guard the samaya, there is accomplishment. Drink now the vajra water of nectar.
Original text
idaṃ te nārakaṃ vāri samayātikramād dahet | samayarakṣaṇāt siddhiḥ piba vajrāmṛtodakam ||
Commentary
Transgression (samayātikrama) and observance (samayarakṣaṇa) stand side by side in a single verse. This is the Sanskrit attestation behind the Chinese renderings "transgressing the samaya" (越三摩耶) and "guarding the samaya" (守三摩耶).
Source
Dīpaṃkarabhadra, the Ritual Manual of the Vajra Samaya Maṇḍala (Guhyasamāja-maṇḍalavidhi), verse 295
What Is Guarded

Before Breaking It: What Did You Bind?

The Commentary on the Mahāvairocana Sūtra explains the samaya through four functions. These four are distinct from the four precepts that appear later.

Expounding the Four Meanings of the Samaya

Translation
The samaya is the meaning of equality, the meaning of the original vow, the meaning of removing the obstruction, and the meaning of awakening and alerting.
Original text
三昧耶是平等義、是本誓義、是除障義、是驚覺義。
Source
Expounded by Śubhakarasiṃha and recorded by Yixing, the Commentary on the Mahāvairocana Sūtra (Darijing shu), fascicle 9, "Chapter on the Mantras of the Requisites for Entering the Maṇḍala" (Taishō canon T39n1796)
補助典拠を見る:A Parallel Commentary Transmits the Same Four Meanings
Translation
Explaining the samaya that upholds the mantra-knowledge. The samaya is the meaning of equality, of the original vow, of removing the obstruction, and of awakening and alerting.
Original text
說三昧耶持明。三昧耶者、是平等義、是本誓義、是除障義、是警覺義。
Commentary
The fixed formula of the four meanings is not confined to a single commentary; it is handed on in the commentary on the order of offerings and in the ritual manuals of the flaming-mouth rite as well.
Source
Recorded by Yixing, the Commentary on the Method of the Order of Offerings to the Mahāvairocana Sūtra (Dapiluzhena jing gongyang cidi fa shu), final fascicle (Taishō canon T39n1797)

One

Equality

The Tathāgata sees that all living beings, in body, speech, and mind, are one and all equal to the buddhas. It is the view that everyone is endowed, just as they are, with the capacity to become a buddha.

Two

The Original Vow

Seeing that all sentient beings possess the capacity for buddhahood, the Tathāgata made a great vow: "I will exhaust every means, and bring them all, without fail, to awakening."

Three

Removing the Obstruction

The buddha-mind we inherently possess lies covered by the faintest film of delusion, and we fail to notice it. This is the vow to strip that covering away.

Four

Awakening and Alerting

It is the working that rouses us, asleep in delusion, and wakes us with words of truth.

補足

The samaya is not a contract imposed on human beings alone. First there is the original vow by which the Buddha never abandons sentient beings, and the practitioner responds to it. If the severity of samayātikrama is cut away on its own, this order is lost.

When One Turns Away

Not a Single Failure — the Direction Is What Is Questioned

What the Commentary on the Mahāvairocana Sūtra admonishes first is not one specific act, but the orientation of a heart drifting away from the pledge.

Four are named. Erecting walls of superiority and inferiority between persons and teachings. Narrowing, at one's own convenience, the range of those one will save. Putting fame and profit first and losing the purpose of benefiting sentient beings — all that lives. Sinking into negligence and failing to rouse oneself. Every one of these is a heart turned aside from the Buddha's equality and original vow.

Yet this is not a self-diagnosis chart on which you find one weary day or one tremor of the heart and at once pronounce a grave sin. No judgment can be made apart from intention, persistence, and the content of the precepts one received. If something troubles you, consult your teacher before your fear swells.

越三摩耶の三つのかたち

一

心の越

人や物事を分けへだてる見、平等の誓いにかぎりを設ける心、名利への随順、放逸懈怠。

平等の義に背く『大日経疏』巻九

二

作法の越

印・真言・曼荼羅の軌則を誤り、菩提心に住さずに修法する。諸仏菩薩を謗るに同じとされる。

本誓の義に背く『大日経疏』『蓮華胎蔵瑜伽』

三

秘密の越

灌頂を受けた者が、まだ資格のない人へ秘法を漏らす。師と弟子が結んだ誓いを破る。

師資の誓いに背く『現証三昧大教王経』

越三摩耶は一つの行いを指す語ではありません。心のあり方(一)、修法の軌則(二)、秘密の保持(三)の三つにわたって、仏との誓い(三摩耶)に背くことをまとめて呼びます。いずれも、殺生や盗みのような外形の罪より先に、菩提心と本来平等の保持を問うています。

The Transgression of the Heart: Four Marks

Translation
If a bodhisattva forms various views of inequality toward sentient beings and all dharmas, he transgresses the samaya. If within this vow of equality he forms thoughts of various limitations, he likewise transgresses the samaya. If whatever he does follows worldly fame and profit and is not for the great cause of saving sentient beings, he likewise transgresses the samaya. If he is idle and negligent, unable to alert and awaken his own heart, he likewise transgresses the samaya.
Original text
若菩薩於衆生諸法中作種種不平等見、則越三昧耶法。若於此平等誓中作種種限量之心、亦越三昧耶法。諸有所作隨順世間名利、不爲大事因縁、亦越三昧耶法。放逸懈怠不能警悟其心、亦越三昧耶法。
Source
The Commentary on the Mahāvairocana Sūtra (Darijing shu), fascicle 9 (Taishō canon T39n1796)
補助典拠を見る:The Transgression in Practice: Equal to Slandering All Buddhas and Bodhisattvas
Translation
A bodhisattva cultivating the bodhisattva practice in the mantra gate who has already aroused the aspiration for awakening should dwell in the station of the Tathāgata and draw the maṇḍala. If one acts otherwise, it is the same as slandering all buddhas and bodhisattvas: one transgresses the samaya and will certainly fall into the evil destinies.
Original text
真言門修菩薩行諸菩薩已發菩提心、應當住如來地、畫漫荼羅。若異此者、同謗諸佛菩薩、越三昧耶、決定墮於惡趣。
Source
Translated by Śubhakarasiṃha and Yixing, the Mahāvairocana Sūtra (Daibirushana-jōbutsu-shinpen-kaji-kyō), fascicle 4, "Chapter on the Secret Mudras" (Taishō canon T18n0848)
補助典拠を見る:The Transgression of Secrecy: If It Is Revealed to the Unqualified
Translation
To one who has not yet seen the great maṇḍala, you must not expound this Dharma of the samaya. If you expound it, you violate and transgress the samaya.
Original text
若有不見大曼拏羅者、汝不應爲說此三昧法。若爲說者違越三昧。
Commentary
The Chinese translation writes 三昧 (sanmei), but the parallel passage in the Sanskrit text of the Vajraśekhara Sūtra uses samaya. We can confirm that what is meant here is not samādhi (三昧) but the samaya bound at consecration.
Source
Translated by Dānapāla, the Sūtra of the Great King of the Teaching of the Realization of the Samaya of the Great Vehicle, Spoken by the Buddha as the True Gathering of All Tathāgatas (Taishō canon T18n0882)
補足

The three quotations in this section are not meant to create a separate classification; they show that the primary sources speak of samayātikrama in different settings: the orientation of the heart, ritual practice, and the boundary of transmission. Do not merge the four meanings, the four hearts, and the four cardinal precepts into a single list.

The Four Foundations

Things to Guard Like Your Life

Apart from the four meanings above, the four cardinal precepts (shijūkin) of the samaya precepts point to four foundations the practitioner must never let go.

The Mahāvairocana Sūtra teaches that these are to be guarded like one's own life. The reason the Commentary on the Mahāvairocana Sūtra goes so far as to call them "the life-root of the mantra vehicle" is that the true Dharma, the aspiration for awakening, the transmission of the Dharma, and the benefiting of others come before any technique of practice. The powerful simile of the "corpse" that follows is an admonition showing the one who has received the precepts the weight of these foundations. It must not be used as a word that pronounces ordinary readers, or someone who has been temporarily negligent, to be among the dead.

The Foundational Verse of the Four Cardinal Precepts

Translation
Child of the Buddha, from this day forth, because you do not grudge even your body and life: you must never abandon the Dharma, never part from the aspiration for awakening, never begrudge any teaching, and never do what does not benefit sentient beings. The Buddha expounds the samaya. You who dwell well in the precepts: guard them just as you guard your own life.
Original text
佛子汝從今、不惜身命故、常不應捨法、捨離菩提心、慳悋一切法、不利衆生行。佛說三昧耶、汝善住戒者、如護自身命、護戒亦如是。
Source
Translated by Śubhakarasiṃha and Yixing, the Mahāvairocana Sūtra (Daibirushana-jōbutsu-shinpen-kaji-kyō), fascicle 2, "Chapter on the Mantras of the Requisites for Entering the Maṇḍala" (Taishō canon T18n0848)
Confirm the Commentary's powerful simile
Translation
These four grave precepts are the life-root of the mantra vehicle, and the life-root of the true Dharma as well. One who breaks them is like a corpse within the secret treasury: however many meritorious practices he may cultivate, before long they rot and collapse.
Original text
今此四夷戒是真言乘命根、亦是正法命根。若破壞者、於祕密藏中猶如死尸、雖具修種種功德行、不久敗壞也。
Source
The Commentary on the Mahāvairocana Sūtra (Darijing shu), fascicle 9 (Taishō canon T39n1796)
  • Never abandon the true Dharma. Receive the Buddha's teaching, and do not let it go.
  • Never abandon the aspiration for awakening. Do not part from the heart that seeks awakening and works to save sentient beings.
  • Never begrudge the Dharma. Watching the other person's capacity and the order of transmission, do not begrudge the teaching that suits that person.
  • Never abandon the practice that benefits sentient beings. Do not give up the walk of benefiting others.
The Boundary of Transmission

Reading Is Not the Same as a Practice Conferred

Hearing the words of a sutra, chanting the services a temple presents, and cultivating the mudras, mantras, and contemplations after consecration are not the same act.

What the various ritual manuals sternly admonish is assembling particular mudras, mantras, contemplations, and altar procedures on one's own, in one's own way, without receiving the transmission. The range covered by the terms "stealing the Dharma" (tōhō) and "transgressing the Dharma" (etsuhō) is not constant across texts and periods. Apart from who conferred and who received what, and how far each party went, no single word can settle the matter.

The Commentary on the Mahāvairocana Sūtra explains that the reason the practice must be received from a teacher is that otherwise the "ground" on which the transmitted Dharma rests is lost. It is not secrecy for keeping people at a distance, but an order for handing the teaching on without damaging the teaching, the practitioner, or the lineage. As for individual recitation and daily services today, do not expand a single historical document into a rule for the whole school; follow the order of practice indicated by the temple to which you belong.

補助典拠を見る:Without Consecration and a Master's Transmission, the Sin of Stealing the Dharma
Translation
Should you nevertheless cultivate the practice, you invite misfortune upon yourself, commit the sin of stealing the Dharma, and in the end gain no effect whatsoever.
Original text
設爾修行、自招殃咎、成盜法罪、終無功効。
Commentary
"Nevertheless" takes up the condition stated just before. The text says that one should learn the aspiration for awakening and the samaya precepts from a yoga ācārya, enter the maṇḍala, and receive consecration; it then admonishes the case of cultivating the practice in question without doing so.
Source
Translated by Amoghavajra, the Account of the Occasion of Ānanda's Teaching of the Essentials of Yoga Gathered for Bestowing Food on the Flaming Mouth (Yuqie jiyao yankou shishi qijiao Anantuo yuanyou) (Taishō canon T21n1318)
補助典拠を見る:The Sin of Transgressing the Dharma Means Violating the Samaya
Translation
If you violate and transgress the secret rules of the buddhas of the three ages, you incur the sin of transgressing the Dharma. The sin of transgressing the Dharma here means violating the samaya (samayātikrama), and corresponds to the third precept among the four pārājikas of esoteric Buddhism.
Original text
違越三世諸佛祕密法則、得越法罪。越法罪者、此中所謂犯三昧耶、四波羅夷中第三戒也。
Commentary
The commentary takes as the sin of transgressing the Dharma the case in which the transmitter misjudges the recipient's capacity, conferring a profound teaching on an immature person or a shallow one on a person of sharp faculties. In esoteric Buddhism this sin is grave; the vinaya's light "transgression of Dharma" (duṣkṛta) shares the same written form, but the weight of the two is exactly opposite.
Source
Jueyuan, the Extensive Secret Notes on the Meaning of the Commentary on the Mahāvairocana Sūtra (Darijing yishi yanmi chao) (Xuzangjing (X) X23n0439)

Receive It without Fail from a Teacher

Translation
The Buddha taught that this sutra must without fail be received from a teacher; one must not cultivate it rashly and on one's own authority. If there is no true teacher, it is because that which is to be transmitted would have no ground to rest upon.
Original text
佛說此經要從師受、不得輒爾修行。若無明師、則所傳無寄故也。
Source
The Commentary on the Mahāvairocana Sūtra (Darijing shu), fascicle 9 (Taishō canon T39n1796)
補助典拠を見る:To the Early Modern Laity: Do Not Chant Mantras Not Conferred — Yet the Mantra of Light Is Open
Translation
If one chants a mantra or dhāraṇī without having been conferred it, this is samayātikrama, and there is the sin of violating the precepts laid down by the Buddha. That everyone may chant the Mantra of Light even without its being conferred is because the bodhisattva Kannon (Avalokiteśvara) received it from all the Tathāgatas on behalf of us sentient beings. All other mantras and dhāraṇīs must by no means be chanted unless they have been conferred.
Original text
真言陀羅尼を授からずして誦ふれば、越三昧耶とて仏の制戒に違がふ罪あり。光明真言は、授からざる人も皆 誦ふる事は、是 観世音菩薩 我人衆生に代りて一切如来より御授かり置給りし真言なるが故なり。余の真言陀羅尼は、授からざれば決して誦ふべからず。
Commentary
A usage for laypeople found in a document of 1811 (the eighth year of Bunka). Do not extend it uniformly to the whole of the present-day Shingon school; follow the services and guidance indicated by the temple to which you belong.
Source
Kaien, A Small Mirror of Peace of Mind in the Mantra (Shingon anjin shōkyō), "Questions," scroll 10 (published 1811; blocks held by Enmyōin, Miyajimasan, Awa)
Read the appendix: are all the stern warnings of scripture punishments for samayātikrama?
Appendix

Do Not Bundle Stern Warnings into a Single Punishment

The scriptural phrase "the head splits into seven pieces" has a different target in each text. It is not a list of the karmic rewards of samayātikrama.

In the Middle Length Āgama (Zhong ahan jing), the phrase appears in the scene where the Tathāgata expounds the liberation of the precepts in a sangha where an impure monk is present. In the Fundamental Ritual Manual Sūtra of Mañjuśrī, it is a phrase of subjugation aimed at obstruction-makers who do not obey the command of the wrathful deity. They serve as materials for comparing the phrase's history, but neither can be read as an announcement to ordinary people who have committed samayātikrama.

Gathering stern warnings does not make the teaching more exact. What the main body of this article must confirm is from what pledge one has parted, whom one has harmed, and how one returns.

The Prototype Seen in an Old Sutra

Translation
(If one slanders one who is liberated) that person's head will at once split into seven pieces.
Original text
彼人則便頭破七分。
Commentary
This phrase is not the karmic reward of samayātikrama. In the context of the Middle Length Āgama, it is a warning for the case in which the Tathāgata expounds the liberation of the precepts in a sangha where an impure monk is present. Here we present it only as an early instance of the expression "the head splits into seven pieces."
Source
Translated by Gautama Saṃghadeva, the Middle Length Āgama (Zhong ahan jing) (Taishō canon T01n0026)

In Esoteric Buddhism, as the Reward of Those Who Disobey the Command

Translation
If the obstruction-maker does not obey his command, his head will split into seven pieces, like the branches of the arjaka tree.
Original text
彼障難者若不順其命、頭破七分如阿梨樹枝。
Source
Translated by Tianxizai, the Extensive Fundamental Ritual Manual Sūtra of Mañjuśrī, Bodhisattva Treasury (Taishō canon T20n1191)

The Sanskrit Image: Like the Flower Cluster of the Arjaka

Translation
His head will split into seven, like the flower cluster of the arjaka.
Original text
saptadhāsya sphuṭen mūrdhā arjakasyeva mañjarī |
Source
The Fundamental Ritual Manual of Mañjuśrī (Mañjuśrīmūlakalpa)

The Wrathful Mudra That Makes One Receive the Samaya Anew

Translation
If there is one who has transgressed the samaya, use the "wrathful mudra of receiving the samaya" to subdue him.
Original text
若有越三摩耶者、當用受三摩耶忿怒印而作調伏。
Source
Translated by Amoghavajra, the Susiddhikara Sūtra (Taishō canon T18n0897)
Recovery

You Can Return, Starting from Remembering the Pledge

The Buddha never violates the original vow. That is why we too, from the very place where we turned our backs, can remember the pledge and return.

The scriptures and manuals of esoteric Buddhism teach not only the admonition against transgression but also the procedures of repentance and recovery. Samayātikrama is not a verdict of no recovery.

One manual transmits a verse of repentance that confesses in the first person, "I have violated and transgressed the samaya." Another explains a procedure by which, even when the precepts have been broken by mistake, the fault is removed and one returns to wholeness. In the primary sources, the stern admonition and the recovery stand as a pair.

If you have received the precepts or consecration and carry a worry, do not decide the name of your sin alone. First, go to the ācārya who conferred them. If you cannot reach him, consult the temple to which you belong, an ācārya of the same Dharma lineage, or the school's office of doctrine and temple affairs. The repentance needed, or a re-receiving of the precepts, is guided according to the Dharma you received and your circumstances.

Repentance practices such as the hundred-syllable mantra are not things to be assembled and performed out of an article's mudras, mantras, and contemplations. What matters is not to shut yourself up in fear, but to return into the relationship in which the pledge was bound.

A Repentance in the First Person

Translation
Because wrong views covered my heart, I have violated and transgressed the samaya. Now, before the great noble one, I repent with all my heart. As the buddhas of old repented, so do I repent now. May we ride upon the power of this empowerment, and may all sentient beings be purified.
Original text
邪見覆心故、違越三昧耶。今對大聖尊、盡心而懺悔、如先佛所懺、我今亦如是。願乘加持力、衆生悉清淨。
Source
The Method of Cultivation, Accomplishment of Siddhi, and Offering of the Great Wheel Vajra (Dalun jin'gang xiuxing xidi chengjiu ji gongyang fa) (Taishō canon T21n1231)
補助典拠を見る:Restoring the Broken Samaya Precepts with Mudra and Mantra
Translation
Should a practitioner transgress the Dharma, err in the three activities, and break the samaya precepts, then because he forms this mudra and chants the mantra in empowerment, he is able to remove all faults and attain wholeness in everything.
Original text
修行者設有越法誤失三業破三摩耶戒、由結此印、誦真言加持故、能除諸過、皆得圓滿。
Source
Translated by Amoghavajra, the Ritual Manual Sūtra for the Cultivation of the Thousand-Armed, Thousand-Eyed Avalokiteśvara in the Vajraśekhara Yoga (Taishō canon T20n1056)
補助典拠を見る:Even a Lost Ācārya's Station Is Restored by Building the Altar
Translation
Should a yogin break the samaya, or an ācārya lose the station of master through what is contrary to the Dharma, by establishing this wheel altar he is restored to his original ācārya station, and cultivating all samādhis and mantras he swiftly attains accomplishment.
Original text
瑜伽者破三昧耶、或阿闍梨非法失師位、由建立此輪壇、則復本阿闍梨位、修一切三摩地真言速得成就。
Source
Translated by Amoghavajra, the Commentary on the Principle of the Prajñāpāramitā of the Samaya Sūtra of the True and Unfailing Vajra of Great Bliss (Taishō canon T19n1003)
Read the appendix: how did the attributed-to-Kūkai Preface to the Samaya Precepts see the precepts?
Appendix

The Root of the Precepts Seen in the Attributed-to-Kūkai Preface to the Samaya Precepts

The Preface to the Samaya Precepts (Sanmaya-kai jo) is traditionally ascribed to Kūkai and has influenced the Shingon school's understanding of the samaya precepts. Modern scholarship, however, debates its authorship. We do not treat it on the same footing as Kūkai's secure works.

Kūkai positions the samaya buddha-precepts as "the precepts preached by the Dharma-body of Mahāvairocana itself." And he explains that the substance of these precepts is the pure aspiration for awakening with which sentient beings are from the outset endowed equally with the buddhas. The samaya precepts are not rules imposed from outside; they are the pledge by which one receives, and does not forget, the original equality that says, "You are from the outset equal to the buddhas."

Precisely for this reason, it leads directly to attaining buddhahood in this very body. The equality we inherently possess is made manifest in this very body, here and now, through the contemplations, the mantras, and the practice of the three secrets (the workings of body, speech, and mind). That is attaining buddhahood in this very body, and the samaya precepts are the precepts that guard its entrance.

The Samaya Buddha-Precepts Are the Precepts of Dharma-Body Mahāvairocana

Translation
These samaya buddha-precepts now being conferred are the precepts of the teaching of the mantra maṇḍala preached by the self-natured Dharma-body of Mahāvairocana himself.
Original text
今所授三昧耶佛戒者、則是大毘盧遮那自性法身之所説眞言曼荼羅教之戒也。
Source
The Preface to the Samaya Precepts (Sanmaya-kai jo), traditionally ascribed to Henjō Kongō (Kūkai) (Taishō canon T78n2462)

The Substance of the Precepts: The Aspiration for Awakening in Which All Beings Are Originally Equal

Translation
The four kinds of Dharma-body and the four kinds of maṇḍala of Mahāvairocana are what all sentient beings originally, equally, possess in common.
Original text
大毘盧遮那四種法身四種曼荼羅、此是一切衆生本來平等共有。
Source
The Preface to the Samaya Precepts (Sanmaya-kai jo) (Taishō canon T78n2462)
補足

The word samayātikrama itself does not appear in Kūkai's secure works. Its doctrinal basis lies in the Mahāvairocana Sūtra and its Commentary.

Read the appendix: when the pledge becomes visible as a buddha's attribute
Appendix

Are the Samaya and the Samaya-Form the Same Thing?

The word samaya is also often heard in one other setting: the samaya-form (sanmaya-gyō), the attribute that symbolizes a buddha.

Kannon's lotus, Fudō's sword, Vajrasattva's five-pronged vajra. These are called samaya-forms. One manual declares outright: "the samaya is the form of the original vow." The lotus and the sword are not mere decorations. They are that buddha's vow and working crystallized into a visible form.

In esoteric Buddhism, a single buddha is represented in three stages: the seed syllable (shuji, the Siddhaṃ letter), the samaya-form (the attribute), and the honored form (the figure itself). The Mahāvairocana Sūtra teaches that the honored ones have three kinds of bodies: letter, sign, and image. Kūkai too, in The Meaning of Attaining Buddhahood in This Very Body (Sokushin jōbutsu gi), called this "sign" — attributes such as swords and lotuses — the samaya maṇḍala. The pledge (abstract) becomes a sign (the attribute), and the sign becomes the figure of the buddha (concrete). We can see the one word samaya spreading from pledge to form.

Note that samaya (the pledge) and samādhi (zanmai, the settling of the mind into one) are different words.

The Honored Ones Have Three Kinds of Bodies: Letter, Sign, and Image

Translation
Lord of Secrets, the honored ones have three kinds of bodies: what are called letter (seed syllable), sign, and image.
Original text
祕密主、諸尊有三種身、所謂字印形像。
Source
Translated by Śubhakarasiṃha and Yixing, the Mahāvairocana Sūtra (Daibirushana-jōbutsu-shinpen-kaji-kyō), fascicle 6, "Chapter on the Secret Maṇḍala" (Taishō canon T18n0848)

Kūkai, Too, Calls the Attributes the Samaya Maṇḍala

Translation
The sign means the various emblems, that is, the samaya maṇḍala.
Original text
印謂種種幖幟、卽三昧耶曼荼羅。
Source
Kūkai, The Meaning of Attaining Buddhahood in This Very Body (Sokushin jōbutsu gi) (Taishō canon T77n2428)

Frequently Asked Questions

References

References and Sources

This article was written by Taniguchi Shinryō, head priest of Byōdōji, a temple of the Kōyasan Shingon school, on the basis of the scriptures of Shingon esoteric Buddhism and modern research. The Chinese originals are quoted from the text of the Taishō Shinshū Daizōkyō (Taishō canon), and sources are indicated by volume, text number (Tnnnn), and page and register. The Sanskrit follows the editions held by GRETIL and MUKTABODHA.

Foundational Scriptures (CBETA; Indian compositions)

Translated by Śubhakarasiṃha and Yixing, the Mahāvairocana Sūtra (Daibirushana-jōbutsu-shinpen-kaji-kyō) (Taishō canon vol. 18, T18n0848). Fascicle 2, "Chapter on the Mantras of the Requisites for Entering the Maṇḍala" (the verse of the four cardinal precepts, p.12b) / fascicle 4, "Chapter on the Secret Mudras" (transgressing the samaya and the certain fall into the evil destinies, p.30a) / fascicle 6, "Chapter on the Secret Maṇḍala" (letter, sign, and image, p.44a)

Commentaries (CBETA)

Expounded by Śubhakarasiṃha and recorded by Yixing, the Commentary on the Mahāvairocana Sūtra (Darijing shu) (Taishō canon vol. 39, T39n1796). Fascicle 7 (the letter-explanation of the mantra, p.649c) / fascicle 9 (the four meanings of the samaya, p.674c; the four marks of samayātikrama, p.675a; the four cardinal precepts as the life-root, p.671a; that it must be received from a teacher, p.611c) / fascicle 14 (the sin of samayātikrama as the self-vow, p.722c) / the pledge water (p.630a)
Recorded by Yixing, the Commentary on the Method of the Order of Offerings to the Mahāvairocana Sūtra (Taishō canon vol. 39, T39n1797, p.794c). A parallel transmission of the four meanings
Jueyuan, the Extensive Secret Notes on the Meaning of the Commentary on the Mahāvairocana Sūtra (Xuzangjing (X) vol. 23, X23n0439, p.658c). The sin of transgressing the Dharma = violating the samaya = the third of the four pārājikas

Consecration and Ritual Manuals (CBETA)

Translated by Vajrabodhi, the Sūtra of Recitation Abridged from the Vajraśekhara Yoga (Taishō canon vol. 18, T18n0865, p.218a). The act of drinking the pledge water
Translated by Dānapāla, the Sūtra of the Great King of the Teaching of the Realization of the Samaya of the Great Vehicle, Spoken by the Buddha as the True Gathering of All Tathāgatas (Taishō canon vol. 18, T18n0882, p.353c). Disclosure to the unqualified = violating and transgressing the samaya
Translated by Amoghavajra, the Susiddhikara Sūtra (Taishō canon vol. 18, T18n0897, p.769b). Subjugation by the wrathful mudra of receiving the samaya
The Method of Cultivation, Accomplishment of Siddhi, and Offering of the Great Wheel Vajra (Taishō canon vol. 21, T21n1231, p.166c). A verse of repentance in the first person
Translated by Amoghavajra, the Ritual Manual Sūtra for the Cultivation of the Thousand-Armed, Thousand-Eyed Avalokiteśvara in the Vajraśekhara Yoga (Taishō canon vol. 20, T20n1056, pp.75b and 80b). Recovery through the mudra and the hundred-syllable mantra of Vajrasattva; the extinction of the five uninterrupted sins
Translated by Amoghavajra, the Commentary on the Principle of the Prajñāpāramitā of the Samaya Sūtra of the True and Unfailing Vajra of Great Bliss (Taishō canon vol. 19, T19n1003, p.614a). Restoration of the ācārya station through the wheel altar

Transmission and Vinaya (Stealing the Dharma and the Sin of Transgressing the Dharma)

Translated by Atikūṭa, the Dhāraṇī Collection Sūtra (Tuoluoni ji jing) (654, the fifth year of Yonghui; Taishō canon vol. 18, T18n0901, p.803b). Forming mudras without consecration is stealing the Dharma
Translated by Amoghavajra, the Account of the Occasion of Ānanda's Teaching of the Essentials of Yoga Gathered for Bestowing Food on the Flaming Mouth (Taishō canon vol. 21, T21n1318, p.469c). Without consecration and a master's transmission, the sin of stealing the Dharma
Translated by Yijing, the Mūlasarvāstivāda Vinaya (Taishō canon vol. 23, T23n1442, p.641c). The vinaya's sin of transgressing the Dharma = duṣkṛta. A separate lineage sharing its written form with, but different in meaning from, the esoteric sin of transgressing the Dharma.
The Sifenlü mingyi biaoshi (Glossary of Names and Meanings of the Four-Part Vinaya) (Xuzangjing (X) X44n0744). Philological notes on the vinaya's sin of transgressing the Dharma (duṣkṛta).
The Pini zhenjing lu (Xuzangjing (X) X39n0708). Philological notes on the vinaya's sin of transgressing the Dharma (duṣkṛta).

Karmic Rewards and Early Layers (CBETA)

Translated by Gautama Saṃghadeva, the Middle Length Āgama (Taishō canon vol. 1, T01n0026, p.478c). The prototype of the head splitting into seven pieces (a warning against falsehood and slandering the Dharma)
Translated by Tianxizai, the Extensive Fundamental Ritual Manual Sūtra of Mañjuśrī, Bodhisattva Treasury (the Chinese Mañjuśrīmūlakalpa) (Taishō canon vol. 20, T20n1191, p.880b). The head splits into seven pieces, like the branches of the arjaka tree

Works Attributed to Kūkai and the Samaya-Form (CBETA / SAT)

The Preface to the Samaya Precepts (Sanmaya-kai jo), traditionally ascribed to Henjō Kongō (Kūkai) (Taishō canon vol. 78, T78n2462, pp.5a–6b). The samaya buddha-precepts = the precepts of Dharma-body Mahāvairocana; the substance of the precepts = the pure aspiration for awakening in which sentient beings are originally equal. The attribution is debated
Kūkai, The Meaning of Attaining Buddhahood in This Very Body (Sokushin jōbutsu gi) (Taishō canon vol. 77, T77n2428, p.381b). The various emblems = the samaya maṇḍala
Translated by Amoghavajra, the Dharma of Perfuming Suchness That Benefits Sentient Beings throughout the Dharma Realm, of the Great Compassionate Wisdom Seal of Avalokiteśvara (Taishō canon vol. 20, T20n1042, p.33c). The samaya-form = the form of the original vow

Sanskrit Texts (GRETIL / MUKTABODHA)

Dīpaṃkarabhadra, Guhyasamājamaṇḍalavidhi, v.295 (GRETIL). The verse of the pledge water (accomplishment if kept, hell if transgressed)
Bṛhaspatismṛti, vyavahārakāṇḍa (GRETIL; the reconstruction edited by K. V. Rangaswami Aiyangar). samayātikrama = secular breach of contract
Sarvatathāgatatattvasaṃgraha (the Vajraśekhara Sūtra; GRETIL). samayavyatikrama = transgression that turns a lineage to ashes
(Ārya)mañjuśrīmūlakalpa (GRETIL / MUKTABODHA). The Sanskrit image of the head splitting into seven (saptadhāsya sphuṭen mūrdhā arjakasyeva mañjarī)

Dictionaries and Studies

The Shinsenban Nihon kokugo daijiten (Shōgakukan), entry "越三昧耶." The sin of transgressing the Dharma = among the sins of samayātikrama, the grave sin of violating the order of transmission
Teramoto Ryōshin, "On Samayātikrama" (Indogaku Bukkyōgaku kenkyū (Journal of Indian and Buddhist Studies) vol. 63, no. 1, 2014, pp.86–91)
Yamao Yūshō, "An Essay on the Theory of the Precept-Substance of the Samaya Precepts" (Chizan gakuhō no. 71, 2022). The precept-substance of the samaya precepts, the four cardinal precepts, and the Essentials of Dhyāna of Tripiṭaka Master Śubhakarasiṃha (Mui sanzō zen'yō)

Research Infrastructure

The primary-source searches and text collation were carried out with the buddha CLI (eight corpora: CBETA, SAT, Tipitaka, GRETIL, SARIT, MUKTABODHA, the Complete Works of the Jōdo School, and Adarsha/BUDA), collating every quotation word by word

Read Together

Articles for learning more about the samaya and the pledges of the buddhas.

  • What Is Samayapraveśa?

    What it means to enter the Buddha's pledge. The word for the side of the entrance, paired with samayātikrama.

    Read→
  • What Is the Kaikyōge?

    Tracing the meaning and history of the four lines recited before the sutra, through the primary sources.

    Read→
  • Why So Many Buddhas

    From the rule of one buddha per world and the idea of the buddhas of the ten directions, a look at the expanse of the buddhas' world.

    Read→
  • What Is the Rishukyō?

    May laypeople read it? A scripture in everyday Shingon use where the line of samayātikrama is actually questioned.

    Read→

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